SEC Form 4 · accession 0001104659-15-038230
SFX Entertainment, INC · SFXE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Arrix
Officer — EVP, Global Brand Partnerships
Period of report
Apr 1, 2015
Accepted (ET)
May 14, 2015 · 5:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001553588
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Apr 1, 2015 | S | 10,000 | $4.08 | D | 430,000 | D | |
| Common StockF1 | Apr 23, 2015 | S | 10,000 | $4.50 | D | 420,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Includes 75,000 restricted shares of common stock, one-third vesting on each of December 31, 2015, 2016 and 2017, subject to the Reporting Person's continued employment with the Issuer and as further provided in a restricted stock award agreement with the Issuer.