SEC Form 4 · accession 0001104659-15-004500
SFX Entertainment, INC · SFXE
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Kevin Arrix
Officer — EVP, Global Brand Partnerships
Period of report
Jan 22, 2015
Accepted (ET)
Jan 26, 2015 · 5:21 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001553588
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 22, 2015 | A | 200,000 | $0.00 | A | 440,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Options (right to buy)F2 | $3.76 | Jan 22, 2015 | A | 75,000 | A | — | Jan 22, 2025 | Common Stock | 75,000 | 75,000 | D |
Explanation of responses
- F1Of these restricted shares of common stock, one-third shall vest on each of December 31, 2015, 2016, and 2017, subject to the Reporting Person's continued employment with the Issuer and as further provided in a restricted stock award agreement with the Issuer.
- F2Of these options, one-third shall vest on each of December 31, 2015, 2016, and 2017, subject to the Reporting Person's continued employment with the Issuer and as further provided in an option award agreement with the Issuer.