SEC Form 4 · accession 0001432453-16-000090
Pacific Green Technologies Inc. · PGTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
PACIFIC GREEN GROUP Ltd
10% Owner
Period of report
Sep 14, 2015
Accepted (ET)
Jan 6, 2016 · 12:45 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001553404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Sep 14, 2015 | S | 90,000 | $0.05 | D | 5,301,665 | D | |
| Common Stock | Oct 7, 2015 | S | 170,000 | $0.05 | D | 5,131,665 | D | |
| Common Stock | Dec 16, 2015 | S | 2,006,629 | $0.05 | D | 3,125,036 | D | |
| Common Stock | holding | — | — | — | 5,391,665 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The shares were unregistered shares and disposed of in three private transactions.