SEC Form 4/A · accession 0001432453-15-000086
Pacific Green Technologies Inc. · PGTK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
This is an amendment (Form 4/A). It replaces an earlier filing for the same period.
Reporting owner
Alexander Shead
Director
Period of report
Aug 10, 2015
Accepted (ET)
Nov 25, 2015 · 6:25 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001553404
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Aug 10, 2015 | P | 50,000 | $0.50 | A | 133,700 | I | Family Trust |
| Common Stock | holding | — | — | — | 83,700 | I | Family Trust |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Option | $0.01 | holding | — | — | — | Jul 20, 2015 | Jul 20, 2018 | Common Stock | 50,000 | 50,000 | D |
| Stock OptionF2 | $1.00 | holding | — | — | — | May 20, 2015 | May 20, 2017 | Common Stock | 125,000 | 125,000 | I |
Explanation of responses
- F1The shares were acquired in a private transaction.
- F2The stock options are only to be exercised at a price that is a 25% discount to the average market price of the common shares of the Company during 10 consecutive business days and the average offer price is not meant to be less than $1.00 or greater than $2.50. Additionally, a minimum of 93,750 options must be exercised if at all.