SEC Form 4 · accession 0001140361-15-044742
Westbury Bancorp, Inc. · WBBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Raymond F Lipman
Officer — Chairman of the Board · Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 16, 2015 · 2:40 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001553326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Dec 14, 2015 | P | 583 | $17.90 | A | 38,426 | D | |
| Common StockF2 | holding | — | — | — | 24,188 | I | By IRA | |
| Common Stock | holding | — | — | — | 2,108 | I | By ESOP | |
| Common Stock | holding | — | — | — | 15,000 | I | By Spouse | |
| Common Stock | holding | — | — | — | 1,000 | I | By Spouse's IRA |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF3 | $15.20 | holding | — | — | — | Jun 26, 2015 | Jun 26, 2024 | Common Stock | 71,578 | 71,578 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on June 26, 2015.
- F2Reflects transactions not required to be reported pursuant to Section 16 of the Securities Exchange Act of 1934, as amended.
- F3Stock options vest at a rate of 20% per year commencing on June 26, 2015.