SEC Form 3 · accession 0001042167-17-000062
Westbury Bancorp, Inc. · WBBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stephen Sinner
Officer — Chief Operating Officer · Director
Period of report
Jul 19, 2017
Accepted (ET)
Jul 26, 2017 · 10:21 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001553326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 514 | I | By 401(k) | |
| Common Stock | holding | — | — | — | 1,572 | I | By ESOP | |
| Common StockF1 | holding | — | — | — | 4,256 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F2 | $15.20 | holding | — | — | — | Jun 26, 2015 | Jun 26, 2024 | Common Stock | 3,181 | — | D |
| Common Stock Option (right to buy)F3 | $17.35 | holding | — | — | — | Jun 26, 2016 | Jun 26, 2025 | Common Stock | 1,000 | — | D |
Explanation of responses
- F12,125 of these shares are held jointly by Mr. Sinner and his spouse.
- F2The options vest 20% per year over a five year period following the grant date of June 26, 2014.
- F3The options vest 20% per year over a five year period following the grant date of June 26, 2015.