SEC Form 5 · accession 0001042167-16-000284
Westbury Bancorp, Inc. · WBBW
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
James A Spella
Director
Period of report
Sep 30, 2016
Accepted (ET)
Oct 26, 2016 · 3:57 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001553326
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 28, 2015 | M | 1,912 | $15.20 | A | 8,912 | I | By Trust |
| Common Stock | Sep 7, 2016 | M | 1,912 | $15.20 | A | 10,824 | I | By Trust |
| Common Stock | holding | — | — | — | 6,110 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Common Stock Option (right to buy)F1 | $15.20 | Oct 28, 2015 | M | 1,912 | D | Jun 26, 2015 | Jun 26, 2024 | Common Stock | 1,912 | 7,650 | D |
| Common Stock Option (right to buy)F1 | $15.20 | Sep 7, 2016 | M | 1,912 | D | Jun 26, 2015 | Jun 26, 2024 | Common Stock | 1,912 | 5,738 | D |
Explanation of responses
- F1The common stock option vests pro rata over a five year period (i.e., 20% per year) on each of June 26, 2015, June 26, 2016, June 26, 2017, June 26, 2018 and June 26, 2019.