SEC Form 4 · accession 0001552890-16-000156
JAVELIN MORTGAGE INVESTMENT CORP. · JMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Robert C Hain
Director
Period of report
Apr 6, 2016
Accepted (ET)
Apr 8, 2016 · 4:24 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1,F2 | Apr 6, 2016 | J | 3,689 | — | D | 0 | I | See Footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposed of pursuant to an Agreement and Plan of Merger, dated March 1, 2016, by and among JAVELIN Mortgage Investment Corp., JMI Acquisition Corporation and ARMOUR Residential REIT, Inc., in exchange for $7.18 in cash per share.
- F2Represents shares owned indirectly through HW Trust Company Limited as Trustees of The RCH Guernsey Trust. Mr. Hain is deemed to beneficially own the shares held by the HW Trust Company Limited as Trustees of The RCH Guernsey Trust and has a pecuniary interest in and investment control over the shares.