SEC Form 4 · accession 0001552890-15-000062
JAVELIN MORTGAGE INVESTMENT CORP. · JMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Daniel C Staton
Officer — Chairman of the Board · Director
Period of report
Jun 12, 2015
Accepted (ET)
Jun 12, 2015 · 1:45 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1,F2 | Jun 12, 2015 | P | 10,000 | $7.3658 | A | 145,772 | I | See footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The price reported in Column 4 is a weighted average price. The shares were purchased in multiple transactions at prices ranging from $7.30 to $7.48, inclusive. The reporting person undertakes to provide JAVELIN Mortgage Investment Corp., any security holder of JAVELIN Mortgage Investment Corp., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in this footnote (1).
- F2Represents shares owned indirectly through DM Staton Family Limited Partnership. The reporting person is a general partner and a limited partner of DM Staton Family Limited Partnership. The reporting person has a pecuniary interest in the shares held by DM Staton Family Limited Partnership.