SEC Form 4 · accession 0001428205-15-000156
JAVELIN MORTGAGE INVESTMENT CORP. · JMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John P Hollihan III
Director
Period of report
Jul 1, 2015
Accepted (ET)
Jul 2, 2015 · 5:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | Jul 1, 2015 | A | 842 | — | A | 3,584 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On July 1, 2015, the reporting person received 842 shares of JAVELIN common stock pursuant to quarterly compensation paid for the reporting person's service on JAVELIN's Board of Directors. Commencing with the end of the first fiscal quarter of 2014, the reporting person may elect to receive $10,000 of the reporting person's total quarterly compensation (or $40,000 on an annual basis) paid in common stock, or a combination of stock and cash at the option of the director. The 842 shares of stock represent the reporting person's election of stock compensation for the past quarter.