SEC Form 4 · accession 0001428205-15-000026
JAVELIN MORTGAGE INVESTMENT CORP. · JMI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Marc H Bell
Director
Period of report
Jan 5, 2015
Accepted (ET)
Jan 7, 2015 · 6:41 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552890
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $0.001 par value per shareF1 | Jan 5, 2015 | A | 482 | — | A | 1,624 | D | |
| Common Stock, par value $0.001 per shareF2 | holding | — | — | — | 125,000 | I | see footnote |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1On January 5, 2015, the reporting person received 482 shares of JAVELIN common stock pursuant to quarterly compensation paid for the reporting person's service on JAVELIN's Board of Directors. Commencing with the end of the first fiscal quarter of 2014, the reporting person may elect to receive up to $10,000 of the reporting person's total quarterly compensation for 2014 (or $40,000 on an annual basis), paid in stock. However, the reporting person may elect to receive some or all of the compensation as cash. The 482 shares of stock represent the reporting person's election of stock compensation for the past quarter.
- F2Consists of 125,000 shares of common stock held in a Barbican Capital Domestic REIT Fund LP ("Barbican") brokerage account. The reporting person has a pecuniary interest in the Issuer's shares of common stock held in the Barbican brokerage account and is therefore deemed to beneficially own the 125,000 shares held by Barbican.