SEC Form 4 · accession 0000914190-15-000010
TILE SHOP HOLDINGS, INC. · TTS
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Chris Homeister
Officer — CEO and President · Director
Period of report
Jan 2, 2015
Accepted (ET)
Jan 6, 2015 · 7:02 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552800
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | holding | — | — | — | 50,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (Right to Buy)F4 | $8.73 | Jan 2, 2015 | A | 150,000 | A | — | Jan 2, 2022 | Common Stock | 150,000 | 150,000 | D |
| Stock Options (Right to Buy)F2 | $28.94 | holding | — | — | — | — | Oct 1, 2023 | Common Stock | 200,000 | 200,000 | D |
| Stock Options (Right to Buy)F3 | $13.17 | holding | — | — | — | — | Feb 13, 2021 | Common Stock | 50,000 | 50,000 | D |
Explanation of responses
- F1Includes 37,500 shares of restricted stock (previously reported) for which the restrictions will lapse in equal installments of 12,500 shares on each of October 1, 2015, October 1, 2016 and October 1, 2017.
- F2Options to purchase 50,000 shares vest on each of October 1, 2014, October 1, 2015, October 1, 2016 and October 1, 2017.
- F3Options to purchase 10,000 shares vest on each of February 13, 2015, February 13, 2016, February 13, 2017, February 13, 2018 and February 13, 2019.
- F4Options to purchase 30,000 shares vest on each of January 2, 2016, January 2, 2017, January 2, 2018, January 2, 2019 and January 2, 2020.