SEC Form 4 · accession 0001209191-15-067259
Sunoco LP · SUN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Energy Transfer Partners, L.P.
10% Owner · Other
Period of report
Aug 19, 2015
Accepted (ET)
Aug 21, 2015 · 11:45 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552275
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common UnitsF1 | Aug 19, 2015 | C | 21,978,980 | — | A | 26,837,310 | I | By: ETP Holdco Corporation and its subsidiaries |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Class B UnitsF1 | — | Aug 19, 2015 | C | 21,978,980 | D | — | — | Common Units | 21,978,980 | 0 | I |
Explanation of responses
- F1On August 19, 2015, pursuant to the terms of the Contribution Agreement dated July 14, 2015, the aggregate 21,978,980 Class B Units held by Heritage Holdings, Inc. and ETP Holdco Corporation converted into 21,978,980 Common Units on a one-for-one basis.
Remarks
As of the transaction date, the Reporting Person controlled the general partner of the Issuer and had the right to appoint all of the directors of the Board of Directors of the Issuer's general partner. Therefore, the Reporting Person may be deemed a director by deputization as of the transaction date.