SEC Form 4 · accession 0001144204-18-019252
WhiteHorse Finance, Inc. · WHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John Bolduc
Director
Period of report
Apr 2, 2018
Accepted (ET)
Apr 4, 2018 · 5:02 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF1 | Apr 2, 2018 | P | 7,201 | $12.50 | A | 34,829 | I | See Footnote |
| Common Stock, par value $0.001 per share | holding | — | — | — | 157,146 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.