SEC Form 4 · accession 0001144204-18-015009
WhiteHorse Finance, Inc. · WHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Stuart D Aronson
Officer — Chief Executive Officer · Director
Period of report
Mar 14, 2018
Accepted (ET)
Mar 15, 2018 · 6:07 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Mar 14, 2018 | P | 200 | $12.85 | A | 12,200 | D | |
| Common Stock, par value $0.001 per share | Mar 15, 2018 | P | 1,800 | $12.85 | A | 14,000 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. Potential persons who are to respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.