SEC Form 4 · accession 0001144204-17-051882
WhiteHorse Finance, Inc. · WHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Rick D Puckett
Director
Period of report
Oct 6, 2017
Accepted (ET)
Oct 10, 2017 · 4:01 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Oct 6, 2017 | G | 18,912 | $0.00 | D | 0 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1This transaction represents the transfer of shares from Mr. Puckett's account to the account of the Jen and Rick Puckett Foundation. This transaction is exempt from Section 16 pursuant to Rule 16b-5, as it is a bona fide gift.