SEC Form 4 · accession 0001144204-16-132914

WhiteHorse Finance, Inc. · WHF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Director

Period of report

Nov 7, 2016

Accepted (ET)

Nov 9, 2016 · 5:45 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001552198

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001 per share^F1,F3	Nov 7, 2016	P	730	$10.74	A	25,178	I	See Footnote
Common Stock, par value $0.001 per share^F2,F3	Nov 8, 2016	P	2,450	$10.88	A	27,628	I	See Footnote
Common Stock, par value $0.001 per share	holding	—	—		—	157,146	D

No Table II lines on this filing.

F1The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.64 to $10.82, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F2The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $10.84 to $11.00, inclusive. Upon request by the Securities and Exchange Commission, the Issuer or any security holder of the Issuer, the reporting person undertakes to provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
F3Mr. Bolduc is the sole shareholder of the general partner of Bolduc Family LP, which owns the reported securities. Mr. Bolduc disclaims beneficial ownership of shares of common stock held by Bolduc Family LP, except to the extent of his pecuniary interest therein.