SEC Form 4 · accession 0001144204-16-086993
WhiteHorse Finance, Inc. · WHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Stacy Smith
Director
Period of report
Mar 7, 2016
Accepted (ET)
Mar 9, 2016 · 6:14 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Mar 7, 2016 | P | 4,000 | $9.98 | A | 26,000 | D | |
| Common Stock, par value $0.001 per share | Mar 9, 2016 | P | 4,000 | $10.02 | A | 30,000 | D |
Table II — derivative securities
No Table II lines on this filing.