SEC Form 4 · accession 0001144204-15-066823
WhiteHorse Finance, Inc. · WHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
G Stacy Smith
Director
Period of report
Nov 13, 2015
Accepted (ET)
Nov 18, 2015 · 9:20 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per share | Nov 13, 2015 | P | 5,600 | $12.34 | A | 20,600 | D | |
| Common Stock, par value $0.001 per share | Nov 16, 2015 | P | 1,400 | $12.38 | A | 22,000 | D |
Table II — derivative securities
No Table II lines on this filing.