SEC Form 4 · accession 0001144204-15-058742

WhiteHorse Finance, Inc. · WHF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Oct 2, 2015

Accepted (ET)

Oct 8, 2015 · 7:16 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001552198

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001 per share^F3,F2	Oct 2, 2015	P	7,734	$12.38	A	8,121,942	I	See footnote
Common Stock, par value $0.001 per share^F3,F2	Oct 5, 2015	P	7,300	$12.73	A	8,129,242	I	See footnote
Common Stock, par value $0.001 per share^F2	Oct 6, 2015	P	15,900	$12.88	A	8,145,142	I	See footnote
Common Stock, par value $0.001 per share^F2	Oct 7, 2015	P	15,900	$12.96	A	8,161,042	I	See footnote
Common Stock, par value $0.001 per share^F2	Oct 8, 2015	P	2,600	$13.08	A	8,163,642	I	See footnote
Common Stock, par value $0.001 per share^F1	holding	—	—		—	164,589	I	See footnote
Common Stock, par value $0.001 per share	holding	—	—		—	4,094	D

No Table II lines on this filing.

F1Mr. Tamer is the President of Tamer H.I.G. Management, L.P., which owns the reported securities. Mr. Tamer disclaims beneficial ownership of shares of common stock held by Tamer H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.
F2Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., except to the extent of his direct pecuniary interest therein.
F3The date of execution was determined in accordance with Rule 16a-3(g)(2) and (g)(4) under the Securities Exchange Act of 1934, as amended.