SEC Form 4 · accession 0001144204-15-056404

WhiteHorse Finance, Inc. · WHF

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

10% Owner

Period of report

Sep 18, 2015

Accepted (ET)

Sep 24, 2015 · 6:40 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001552198

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock, par value $0.001 per share^F3,F2	Sep 18, 2015	P	6,671	$13.09	A	7,999,628	I	See footnote
Common Stock, par value $0.001 per share^F3,F2	Sep 21, 2015	P	8,350	$13.18	A	8,007,978	I	See footnote
Common Stock, par value $0.001 per share^F2	Sep 22, 2015	P	8,164	$13.16	A	8,016,142	I	See footnote
Common Stock, par value $0.001 per share^F2	Sep 23, 2015	P	8,400	$13.18	A	8,024,542	I	See footnote
Common Stock, par value $0.001 per share^F2	Sep 24, 2015	P	6,756	$13.26	A	8,031,298	I	See footnote
Common Stock, par value $0.001 per share^F1	holding	—	—		—	172,813	I	See footnote

No Table II lines on this filing.

F1Mr. Mnaymneh is the General Partner and Manager of Mnaymneh H.I.G. Management, L.P., which owns the reported securities. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by Mnaymneh H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.
F2Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., Mr. Mnaymneh may be viewed as having investment power over all of the shares owned by each entity. Mr. Mnaymneh disclaims beneficial ownership of shares of common stock held by H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., except to the extent of his direct pecuniary interest therein.
F3The date of execution was determined in accordance with Rule 16a-3(g)(2) and (g)(4) under the Securities Exchange Act of 1934, as amended.