SEC Form 4 · accession 0001144204-15-052427
WhiteHorse Finance, Inc. · WHF
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Anthony Tamer
10% Owner
Period of report
Aug 25, 2015
Accepted (ET)
Aug 27, 2015 · 6:54 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552198
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock, par value $0.001 per shareF2 | Aug 25, 2015 | P | 7,500 | $12.55 | A | 7,887,533 | I | See footnote |
| Common Stock, par value $0.001 per shareF2 | Aug 26, 2015 | P | 7,330 | $12.52 | A | 7,894,863 | I | See footnote |
| Common Stock, par value $0.001 per shareF2 | Aug 27, 2015 | P | 4,200 | $12.68 | A | 7,899,063 | I | See footnote |
| Common Stock, par value $0.001 per shareF1 | holding | — | — | — | 160,859 | I | See footnote | |
| Common Stock, par value $0.001 per share | holding | — | — | — | 4,002 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Mr. Tamer is the President of Tamer H.I.G. Management, L.P., which owns the reported securities. Mr. Tamer disclaims beneficial ownership of shares of common stock held by Tamer H.I.G. Management, L.P., except to the extent of his direct pecuniary interest therein.
- F2Due to his ownership interest in the General Partner of H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., Mr. Tamer may be viewed as having investment power over all of the shares owned by each entity. Mr. Tamer disclaims beneficial ownership of shares of common stock held by H.I.G. Bayside Debt & LBO Fund II, L.P. and H.I.G. Bayside Loan Opportunity Fund II, L.P., except to the extent of his direct pecuniary interest therein.