SEC Form 3 · accession 0001140361-17-032731
Exactus, Inc. · EXDI
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Philip J Young
Officer — President and CEO · Director
Period of report
Aug 18, 2017
Accepted (ET)
Aug 18, 2017 · 5:32 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552189
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | holding | — | — | — | 8,520,000 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Series B-2 Preferred StockF3,F1,F2 | — | holding | — | — | — | — | — | Common Stock | 168,000 | — | D |
Explanation of responses
- F1Any time after 3/7/2016.
- F2None
- F3One share of Common Stock for each share of Series B-2 Preferred Stock.