SEC Form 4 · accession 0001663800-18-000010

TransUnion · TRU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP and CAO

Period of report

Nov 1, 2018

Accepted (ET)

Nov 5, 2018 · 5:28 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001552033

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Nov 1, 2018	S	1,450	$66.13	D	12,566	D
Common Stock	Nov 1, 2018	M	360	$8.57	A	12,926	D
Common Stock	Nov 1, 2018	S	85	$66.263	D	12,841	D
Common Stock	Nov 1, 2018	S	57	$66.277	D	12,784	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options (right to buy)^F2	$8.57	Nov 1, 2018	M	360	D	—	Sep 26, 2023	Common Stock	360	0	D

F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2Represents an initial grant of 7,197, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.