SEC Form 4 · accession 0001663800-17-000007

TransUnion · TRU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — VP and CAO

Period of report

Jul 28, 2017

Accepted (ET)

Aug 1, 2017 · 8:55 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001552033

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Jul 28, 2017	M	1,542	$4.99	A	15,423	D
Common Stock	Jul 28, 2017	M	360	$8.57	A	15,783	D
Common Stock	Jul 28, 2017	S	902	$45.43	D	14,881	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Options (right to buy)^F2	$4.99	Jul 28, 2017	M	1,542	D	—	Aug 1, 2022	Common Stock	1,542	0	D
Options (right to buy)^F3	$8.57	Jul 28, 2017	M	360	D	—	Sep 26, 2023	Common Stock	360	1,800	D

F1The transactions reported on this Form 4 were effected pursuant to a Rule 10b5-1 trading plan.
F2Represents an initial grant of 30,831 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.
F3Represents an initial grant of 7,197, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.