SEC Form 4 · accession 0001645772-17-000010

TransUnion · TRU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

Officer — EVP & CFO

Period of report

Mar 15, 2017

Accepted (ET)

Mar 17, 2017 · 9:08 pm EDT

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001552033

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I	Nature of ownership
Common Stock	Mar 15, 2017	M	350,801	$4.99	A	390,630	I	By Trust
Common Stock^F1,F2	Mar 15, 2017	S	185,749	$37.58	D	204,881	I	By Trust
Common Stock	holding	—	—		—	20,243	D

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (right to buy)^F3	$4.99	Mar 15, 2017	M	350,801	D	—	Aug 1, 2022	Common Stock	350,801	40,185	I

F1Reflects shares received in connection with the exercise of 350,801 stock options and sold to cover the stock option cost, taxes, and brokerage fees and commissions. Mr. Hamood retained the remaining 165,052 option shares.
F2The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $37.55 to $37.72, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F3Represents an initial grant of 401,845 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017. The time-based vesting criteria is satisfied as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.