SEC Form 4 · accession 0001645768-18-000002

TransUnion · TRU

Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗

Reporting owner

John T Danaher

Officer — EVP - Consumer Interactive

Period of report

Feb 16, 2018

Accepted (ET)

Feb 20, 2018 · 6:41 pm EST

Rule 10b5-1 plan

unknown — predates the checkbox

Issuer CIK

0001552033

Table I — non-derivative securities

Security	Date	Code	Shares	Price	A/D	Owned after	D/I
Common Stock	Feb 16, 2018	M	25,175	$4.99	A	61,794	D
Common Stock	Feb 16, 2018	M	60,455	$8.57	A	122,249	D
Common Stock^F1	Feb 16, 2018	S	85,630	$58.34	D	36,619	D
Common Stock	Feb 16, 2018	A	8,554	$0.00	A	45,173	D

Table II — derivative securities

Security	Conv. / exercise price	Date	Code	Shares	A/D	Exercisable	Expires	Underlying	Underlying shares	Owned after	D/I
Stock Options (right to buy)^F3	$4.99	Feb 16, 2018	M	25,175	D	—	Aug 1, 2022	Common Stock	25,175	0	D
Stock Options (right to buy)^F4	$8.57	Feb 16, 2018	M	60,455	D	—	Apr 15, 2024	Common Stock	60,455	25,910	D

Explanation of responses

F1The price reported is a weighted average price. The shares were sold in multiple transactions at prices ranging from $57.58 to $58.71, inclusive. The reporting person undertakes to provide to TransUnion, any security holder of TransUnion, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
F2Represents a grant of restricted stock units that vest on the third anniversary of the date of grant.
F3Represents an initial grant of 123,328 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.
F4Represents an initial grant of 86,365 stock options, 40% of which vest upon the attainment of time-based vesting criteria and 60% of which vest upon the attainment of both time-based and performance-based vesting criteria. The performance-based vesting criteria was satisfied on February 22, 2017, and all options now follow the time-based vesting criteria as follows: 20% on the first anniversary of the date of grant and 5% on the last day of each subsequent full calendar quarter.