SEC Form 4 · accession 0000899243-15-000149
TransUnion · TRU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
John T Danaher
Officer — EVP - Consumer Interactive
Period of report
Mar 4, 2015
Accepted (ET)
Jul 2, 2015 · 4:31 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Mar 4, 2015 | X | 24,666 | $4.99 | A | 32,326 | D | |
| Common StockF2 | Jun 30, 2015 | P | 2,000 | $22.50 | A | 34,326 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock Options (right to buy)F1,F3 | $4.99 | Mar 4, 2015 | X | 24,665 | D | — | Aug 1, 2022 | Common Stock | 24,666 | 24,666 | D |
Explanation of responses
- F1Reported on a post 1.333-for-1 stock split basis effective June 5, 2015.
- F2Reflects shares of Common Stock purchased under the Issuer's Directed Share Program in connection with the Issuer's initial public offering.
- F3Represents an initial grant of 49,331 stock options (reported on a post 1.333-for-1 stock split basis effective June 5, 2015), 20% of which vested on April 30, 2013 and 5% of which vest on the last day of each subsequent full calendar quarter.