SEC Form 4 · accession 0000769993-18-000315
TransUnion · TRU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumit Rajpal
Director
Period of report
Mar 8, 2018
Accepted (ET)
Mar 12, 2018 · 4:17 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F1,F4 | Mar 8, 2018 | S | 19,852,972 | $57.60 | D | 25,713 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is a managing director of Goldman Sachs & Co. LLC ("Goldman Sachs"). Goldman Sachs is a subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F2Pursuant to an underwriting agreement, dated March 5, 2018 (the "Underwriting Agreement"), and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion (the "Company"), pursuant to the final prospectus supplement dated March 5, 2018, which offering was consummated on March 8, 2018 (the "Registered Public Offering"), GS Capital Partners VI Fund, L.P. ("GS Capital VI"), GS Capital Partners VI Parallel, L.P. ("GS Capital VI Parallel") and SpartanShield Holdings ("SpartanShield", and together with GS Capital VI and GS Capital VI Parallel, the "Selling Holders") sold an aggregate of 19,852,972 shares of Common Stock.
- F3Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs is the investment manager of the Selling Holders. Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 24,656 shares of Common Stock and Goldman Sachs also had open short positions of 5,339 shares of Common Stock, reflecting changes due to exempt transactions.
- F4Effective March 8, 2018, the Reporting Person resigned from the Company's board of directors.