SEC Form 4 · accession 0000769993-17-000472
TransUnion · TRU
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Sumit Rajpal
Director
Period of report
Mar 22, 2017
Accepted (ET)
Mar 24, 2017 · 5:18 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001552033
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF2,F3,F1 | Mar 22, 2017 | S | 992,500 | $36.57 | D | 44,788,398 | I | See footnotes |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Reporting Person is a managing director of Goldman, Sachs & Co. ("Goldman Sachs"). Goldman Sachs is a subsidiary of The Goldman Sachs Group, Inc. ("GS Group"). The Reporting Person disclaims beneficial ownership of the securities reported herein except to the extent of his pecuniary interest therein, if any, and this report shall not be deemed an admission that any such person or entity is the beneficial owner of, or has any pecuniary interest in, such securities for purposes of Section 16 of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F2Pursuant to an underwriting agreement, dated February 15, 2017, and in connection with the registered public offering of shares of common stock, par value $0.01 per share (the "Common Stock"), of TransUnion, pursuant to the final prospectus supplement dated February 15, 2017, which offering was consummated on February 22, 2017, the underwriters exercised their option (the "Over-Allotment Option") to purchase additional shares of Common Stock from the selling stockholders, which included GS Capital Partners VI Fund, L.P. ("GS Capital VI"), GS Capital Partners VI Parallel, L.P. ("GS Capital VI Parallel") and SpartanShield Holdings ("SpartanShield", and together with GS Capital VI and GS Capital VI Parallel, the "Selling Holders"). The Over-Allotment Option closed on March 22, 2017. The Selling Holders sold an additional 992,500 shares of Common Stock pursuant to the underwriters' exercise of the Over-Allotment Option.
- F3Goldman Sachs beneficially owns directly and GS Group may be deemed to beneficially own indirectly 1,057 shares of Common Stock. Goldman Sachs and GS Group may be deemed to beneficially own indirectly, in the aggregate, 44,787,341 shares of Common Stock by reason of the direct beneficial ownership of such shares by the Selling Holders because affiliates of Goldman Sachs and GS Group are the general partner, managing general partner or managing partner of the Selling Holders. Goldman Sachs is the investment manager of the Selling Holders.