SEC Form 4 · accession 0001179110-17-006135
Guggenheim Credit Allocation Fund · GGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Ronald E Toupin Jr.
Director · Other
Period of report
Apr 20, 2017
Accepted (ET)
Apr 21, 2017 · 12:50 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Apr 20, 2017 | P | 305 | $22.95 | A | 1,334 | D |
Table II — derivative securities
No Table II lines on this filing.