SEC Form 4 · accession 0001179110-16-032506
Guggenheim Credit Allocation Fund · GGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall C Barnes
Director · Other
Period of report
Dec 6, 2016
Accepted (ET)
Dec 7, 2016 · 8:13 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 6, 2016 | P | 620 | $21.26 | A | 8,001 | I | Dean Barnes Roth IRA (Father) |
Table II — derivative securities
No Table II lines on this filing.