SEC Form 4 · accession 0001179110-16-018262
Guggenheim Credit Allocation Fund · GGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall C Barnes
Director · Other
Period of report
Feb 1, 2016
Accepted (ET)
Feb 2, 2016 · 10:28 am EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Feb 1, 2016 | P | 1,200 | $18.55 | A | 10,293 | D | |
| Common Stock | Feb 1, 2016 | P | 900 | $18.50 | A | 7,138 | I | Father's Roth IRA (Dean) |
Table II — derivative securities
No Table II lines on this filing.