SEC Form 4 · accession 0001179110-15-013878
Guggenheim Credit Allocation Fund · GGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall C Barnes
Director · Other
Period of report
Oct 2, 2015
Accepted (ET)
Oct 6, 2015 · 12:27 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Oct 2, 2015 | P | 1,200 | $19.74 | A | 9,093 | D | |
| Common Stock | Oct 2, 2015 | P | 650 | $19.75 | A | 6,238 | I | Father's Roth IRA |
Table II — derivative securities
No Table II lines on this filing.