SEC Form 4 · accession 0001179110-15-004858
Guggenheim Credit Allocation Fund · GGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall C Barnes
Director · Other
Period of report
Mar 11, 2015
Accepted (ET)
Mar 13, 2015 · 2:20 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 11, 2015 | P | 626 | $22.18 | A | 4,745 | I | Wife Debbie Roth IRA |
| Common Stock | Mar 11, 2015 | P | 579 | $22.169 | A | 5,088 | I | Father Dean Barnes Roth IRA Account |
Table II — derivative securities
No Table II lines on this filing.