SEC Form 4 · accession 0001179110-15-004492
Guggenheim Credit Allocation Fund · GGM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Randall C Barnes
Director · Other
Period of report
Mar 6, 2015
Accepted (ET)
Mar 9, 2015 · 11:55 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551949
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Mar 6, 2015 | P | 2,350 | $22.36 | A | 7,893 | D | |
| Common Stock | Mar 6, 2015 | P | 1,000 | $22.36 | A | 4,419 | I | Wife Debbie Roth IRA |
Table II — derivative securities
No Table II lines on this filing.