SEC Form 4 · accession 0001144204-17-059798
Stellus Capital Investment Corp · SCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean D'Angelo
Director
Period of report
Nov 14, 2017
Accepted (ET)
Nov 16, 2017 · 7:37 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 14, 2017 | P | 3,500 | $12.20 | A | 113,512 | D | |
| Common Stock | Nov 14, 2017 | P | 1,600 | $12.44 | A | 115,112 | D | |
| Common Stock | Nov 14, 2017 | P | 4,800 | $12.505 | A | 116,912 | D | |
| Common Stock | Nov 14, 2017 | P | 200 | $12.5167 | A | 120,112 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount of securities beneficially owned following the reported transaction also includes an additional 1,745 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan.