SEC Form 4 · accession 0001144204-17-048048
Stellus Capital Investment Corp · SCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean D'Angelo
Director
Period of report
Sep 13, 2017
Accepted (ET)
Sep 14, 2017 · 4:05 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Sep 13, 2017 | P | 2,000 | $13.46 | A | 105,267 | D | |
| Common Stock | Sep 14, 2017 | P | 3,000 | $13.51 | A | 108,267 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount of securities beneficially owned following the reported transaction also includes an additional 1,945 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan.