SEC Form 4 · accession 0001144204-15-070979
Stellus Capital Investment Corp · SCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Dean D'Angelo
Director
Period of report
Dec 14, 2015
Accepted (ET)
Dec 15, 2015 · 4:36 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | Dec 14, 2015 | P | 3,000 | $9.95 | A | 80,244 | D |
Table II — derivative securities
No Table II lines on this filing.
Remarks
The amount of securities beneficially owned following the reported transaction also includes an additional 2,044 shares issued under the Stellus Capital Investment Corporation dividend reinvestment plan.