SEC Form 4 · accession 0001144204-15-051645
Stellus Capital Investment Corp · SCM
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Joshua T. Davis
Director
Period of report
Aug 24, 2015
Accepted (ET)
Aug 25, 2015 · 9:15 am EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551901
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Aug 24, 2015 | P | 10,000 | $9.87 | A | 114,930 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The amount of securities beneficially owned following the reported transactions also includes an additional 1,134 shares issued under the DRIP.