SEC Form 4 · accession 0001140361-16-087047
Hamilton Bancorp, Inc. · HBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jenny G Morgan
Director
Period of report
Nov 15, 2016
Accepted (ET)
Nov 17, 2016 · 12:52 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 15, 2016 | P | 500 | $13.69 | A | 2,250 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $13.50 | holding | — | — | — | Nov 1, 2017 | Nov 1, 2026 | Common Stock | 9,500 | 9,500 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on November 1, 2017.
- F2Stock options vest at a rate of 20% per year commencing on November 1, 2017.