SEC Form 4 · accession 0001140361-16-065567
Hamilton Bancorp, Inc. · HBK
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Carol L Coughlin
Director
Period of report
May 12, 2016
Accepted (ET)
May 16, 2016 · 2:58 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551739
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock | May 12, 2016 | P | 500 | $13.55 | A | 4,370 | I | By Trust |
| Common Stock | May 13, 2016 | P | 100 | $14.00 | A | 4,470 | I | By Trust |
| Common Stock | May 13, 2016 | P | 900 | $14.25 | A | 5,370 | I | By Trust |
| Common Stock | holding | — | — | — | 9,021 | I | By IRA | |
| Common StockF1,F3 | holding | — | — | — | 4,900 | D |
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Stock OptionsF2 | $13.85 | holding | — | — | — | Feb 3, 2015 | Feb 3, 2024 | Common Stock | 9,500 | 9,500 | D |
Explanation of responses
- F1Includes shares of restricted stock which vest at a rate of 20% per year commencing on February 3, 2015.
- F2Stock options vest at a rate of 20% per year commencing on February 3, 2015.
- F3Includes shares of restricted stock which vest at a rate of 20% per year commencing on July 1, 2016.