SEC Form 4 · accession 0001209191-19-010467
Sientra, Inc. · SIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Nugent
Officer — Chairman of the Board and CEO · Director
Period of report
Feb 12, 2019
Accepted (ET)
Feb 14, 2019 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Feb 12, 2019 | F | 382 | $10.66 | D | 276,471 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition to the Issuer of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 1,125 Restricted Stock Units (RSUs) which is exempt under Rule 16b-3.