SEC Form 4 · accession 0001209191-19-005270
Sientra, Inc. · SIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Huiner
Officer — COO & SVP Corp. Dev. Strategy
Period of report
Jan 22, 2019
Accepted (ET)
Jan 24, 2019 · 9:30 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1,F2 | Jan 22, 2019 | F | 5,763 | $12.35 | D | 136,974 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition to the Issuer of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 16,667 Restricted Stock Units (RSUs) which is exempt under Rule 16b-3.
- F2Includes 997 shares of Common Stock purchased pursuant to the Issuer's Employee Stock Purchase Plan (ESPP).