SEC Form 4 · accession 0001209191-18-058652
Sientra, Inc. · SIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Nugent
Officer — Chairman of the Board and CEO · Director
Period of report
Nov 12, 2018
Accepted (ET)
Nov 14, 2018 · 9:10 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Nov 12, 2018 | F | 389 | $17.61 | D | 297,610 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition to the Issuer of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 1,125 Restricted Stock Units (RSUs) which is exempt under Rule 16b-3.