SEC Form 4 · accession 0001209191-18-045946
Sientra, Inc. · SIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Patrick F. Williams
Officer — General Manager miraDry & SVP
Period of report
Aug 6, 2018
Accepted (ET)
Aug 8, 2018 · 9:25 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (RSUs)F1,F2 | Aug 6, 2018 | A | 80,000 | $20.97 | A | 143,475 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Restricted Stock Units (RSUs) vest upon the achievement of certain performance measures and in three equal annual installments beginning August 6, 2018.
- F2Includes 6,067 shares of Common Stock purchased pursuant to the Issuer's Employee Stock Purchase Plan (ESPP).