SEC Form 4 · accession 0001209191-18-019505
Sientra, Inc. · SIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Keith J Sullivan
Director
Period of report
Mar 13, 2018
Accepted (ET)
Mar 14, 2018 · 2:15 pm EDT
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (RSUs)F1 | Mar 13, 2018 | A | 40,000 | $0.00 | A | 113,749 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Restricted Stock Units (RSUs) will vest in arrears in four quarterly installments as follows: (i) 10,000 shares shall vest on the first business day after the quarter ending March 31, 2018; (ii) 10,000 shares shall vest on the first business day after the quarter ending June 30, 2018; (iii) 10,000 shares shall vest on the first business day after the quarter ending September 30, 2018; and (iv) 10,000 shares shall vest on the first business day after the quarter ending December 31, 2018. The RSUs vesting will be pro-rated for any partial quarter of engagement as a consultant during the Term and vesting shall be subject to the Reporting Person's continued service as a consultant.