SEC Form 4 · accession 0001209191-18-004987
Sientra, Inc. · SIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Jeffrey M Nugent
Officer — Chairman of the Board and CEO · Director
Period of report
Jan 19, 2018
Accepted (ET)
Jan 23, 2018 · 6:50 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common Stock (RSUs)F1 | Jan 19, 2018 | A | 118,000 | $0.00 | A | 297,999 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1The Restricted Stock Units (RSUs) vest in equal 1/3 amounts over a three (3) year period commencing on January 19, 2019. Vesting is subject to Reporting Person's continuous service with the Issuer.