SEC Form 4 · accession 0001209191-18-002602
Sientra, Inc. · SIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Huiner
Officer — COO & SVP Corp. Dev. Strategy
Period of report
Jan 2, 2018
Accepted (ET)
Jan 5, 2018 · 8:55 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551693
Table I — non-derivative securities
| Security | Date | Code | Shares | Price | A/D | Owned after | D/I | Nature of ownership |
|---|---|---|---|---|---|---|---|---|
| Common StockF1 | Jan 2, 2018 | F | 14,291 | $14.27 | D | 100,642 | D |
Table II — derivative securities
No Table II lines on this filing.
Explanation of responses
- F1Disposition to the Issuer of shares to satisfy the Reporting Person's tax withholding obligation upon the vesting of 36,667 Restricted Stock Units (RSUs) which is exempt under Rule 16b-3.