SEC Form 4 · accession 0001179110-15-015521
Sientra, Inc. · SIEN
Statement of changes in beneficial ownership, as filed. Original on EDGAR ↗
Reporting owner
Charles Huiner
Officer — Chief Strat & Corp Dev Officer
Period of report
Jan 27, 2015
Accepted (ET)
Nov 30, 2015 · 5:13 pm EST
Rule 10b5-1 plan
unknown — predates the checkbox
Issuer CIK
0001551693
Table I — non-derivative securities
No Table I lines on this filing.
Table II — derivative securities
| Security | Conv. / exercise price | Date | Code | Shares | A/D | Exercisable | Expires | Underlying | Underlying shares | Owned after | D/I |
|---|---|---|---|---|---|---|---|---|---|---|---|
| Employee Stock Option (right to buy)F1 | $15.65 | Jan 27, 2015 | A | 20,000 | A | — | Jan 27, 2025 | Common Stock | 20,000 | 92,727 | D |
Explanation of responses
- F1This stock option vests as follows: (i) 1/4 of the option vests on January 27, 2016; and (ii) an additional 1/48 of the option vests per month for each of the 36 months following January 27, 2016, subject to continued service with the company.